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  3. Certificate Course in Professional Certification in Effective Client Services and Compliance - Batch 01

Certificate Course in Professional Certification in Effective Client Services and Compliance - Batch 01

Announcements

Investor Services & Grievance Redressal

Compliance, Audit & Risk Management - II

Compliance, Audit & Risk Management - I

Corporate Actions

Settlement Process

Know Your Client/Client Due Diligence 

Depository Operations Operations & Systems

Introduction to Depositories, Depository Participants Regulatory Framework

Securities Industry overview

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